SEC proposes extending Rule 31a-4 information collection requirements for investment companies; public comment period open.
LNC Partners III-SBIC seeks exemption from Small Business Investment Act conflict-of-interest restrictions to permit investments in portfolio companies where fund managers have financial interests.
Cboe Exchange gains SEC approval to list A.M.-settled S&P 500 index options expiring on any weekday except third Friday or month-end expiration days.
SEC proposes rescinding the trade-through rule and locked/crossed market provisions in Regulation NMS for equities trading.
NYSE Arca receives approval to list and trade shares of the T. Rowe Price Active Crypto ETF under its commodity-based trust shares rule.
NYSE amends Section 703.12(II)(A) of its Listed Company Manual to clarify prospective listing rights language for publicly traded companies.
CT Plan LLC amends its LLC agreement to revise the revenue allocation formula governing distribution to industry participants under the Joint Industry Plan.
MIAX PEARL amends fees and rebates for non-penny class transactions, effective immediately upon SEC filing.
NMFS implements shallow-water grouper catch limits and recreational closed seasons for Gulf of America fisheries to reduce scamp and yellowmouth grouper harvest pending Amendment 58A development.
Economic Injury Disaster Loan declaration for California businesses affected by the Garden Grove Hazmat Incident, effective June 11, 2026.
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