SEC Form 6-K filing requirement extends to foreign private issuers reporting material events to home country regulators under Exchange Act Rules 13a-16 and 15d-16.
The SEC requests public comment on extension of Rule 103 information collection activities under OMB review to maintain compliance with Paperwork Reduction Act requirements.
SEC proposes to rescind climate-related disclosure requirements for securities registrants in registration statements and annual reports.
FTC settlement with MindSift LLC addresses allegations of unfair or deceptive practices under federal law through a proposed consent order available for public comment.
SEC proposes amendments to expand Form S-3 shelf offering eligibility, extend well-known seasoned issuer benefits to more companies, and modernize Form S-1 to facilitate public capital formation for small and mid-sized businesses.
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After healthcare come the capital-heavy sectors: trade, transportation, energy, and finance. If you operate in one of them, the volume of change is relentless.
