AndersonBrecon, Inc. DBA PCI Pharma Services has applied for DEA registration as an importer of controlled substances; details on specific drug classes are available in supplementary information.
NYSE amends Section 703.12(II)(A) of its Listed Company Manual to clarify prospective listing rights language for publicly traded companies.
CT Plan LLC amends its LLC agreement to revise the revenue allocation formula governing distribution to industry participants under the Joint Industry Plan.
MIAX PEARL amends fees and rebates for non-penny class transactions, effective immediately upon SEC filing.
DOJ's Justice Management Division seeks OMB approval to revise its Self Reportable Activities information collection under the Paperwork Reduction Act of 1995; public comments requested.
SEC Regulation 14A requires public companies to file proxy statements and related materials with standardized disclosure forms and deadlines for shareholder meetings.
SEC Regulation 14C requires proxy disclosures and shareholder communications for certain corporate actions; OMB review period open for public comment on information collection requirements.
AndersonBrecon, Inc. DBA PCI Pharma Services has applied for DEA registration as an importer of controlled substances; supplementary information provides details on specific drug classes.
24X National Exchange LLC amends member transaction rebate structures; rule change effective immediately upon filing.
NYSE Arca proposes amending Rule 8.201-E to modify generic listing standards for commodity-based trust shares, extending the SEC's review period for this rule change.
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