Missouri regulations
- Secretary of State - 15 CSR 30-51.040 Financial Statements for Broker-Dealers and Investment AdvisersJuly 1, 2026
Missouri Secretary of State rule 15 CSR 30-51.040 requires broker-dealers and investment advisers to file financial statements prepared under U.S. GAAP with certification or attestation, allowing compilation statements with sworn attestation in limi…
- Secretary of State - 15 CSR 30-51.055 Continuing Education Requirement for Certain Investment Adviser RepresentativesJuly 1, 2026
Missouri's Secretary of State requires certain investment adviser representatives to complete twelve hours of continuing education annually unless exempt as FINRA-compliant broker-dealer agents or holders of qualifying professional designations.
- Secretary of State - 15 CSR 30-51.155 Business Continuity and Succession Planning for Investment AdvisersJuly 1, 2026
Missouri's Secretary of State requires investment advisers to establish written business continuity and succession plans addressing records protection, customer communications, office relocation, and duty assignment during key personnel unavailabili…
- Secretary of State - 15 CSR 30-51.160 Effectiveness and Post-Effective Requirements - Investment Adviser Representative TerminationJuly 1, 2026
Missouri Secretary of State rule 15 CSR 30-51.160 automatically terminates investment adviser representative registration if the individual provides no advisory services to clients for six consecutive years.
- Department of Commerce and Insurance, Behavior Analyst Advisory Board - 20 CSR 2063-5.005 Supervision of Licensed Assistant Behavior AnalystsJuly 1, 2026
Missouri's behavior analyst supervision rule increases minimum face-to-face supervision from two hours per eighty hours to four hours monthly, prohibits group supervision, and requires supervisors in the same organization and state with monthly on-s…
- Public Service Commission - 20 CSR 4240-3.030 Minimum Filing Requirements for Utility Company General Rate Increase RequestsJuly 1, 2026
Missouri Public Service Commission updates regulatory citations in utility rate increase filing requirements to reflect 2019 rule reorganization.
- Public Service Commission - 20 CSR 4240-3.155 Requirements for Electric Utility Cogeneration Tariff FilingsJuly 1, 2026
Public Service Commission rule 20 CSR 4240-3.155 updates electric utility cogeneration tariff filing requirements by correcting outdated rule citations and removing superseded date references.
- Governor of Missouri - Executive Order 26-14 Declaration of State of EmergencyJuly 1, 2026
Missouri Governor's Executive Order 26-14 declares a state of emergency for severe storm damage beginning May 16, 2026, activating state assistance programs until June 18, 2026 unless extended.
- Department of Agriculture - 2 CSR 60-5.020 Interpretive RuleJuly 1, 2026
Missouri Department of Agriculture Grain Inspection and Warehousing Division's interpretive rule amendment becomes effective thirty days after publication in the Code of State Regulations following the February 17, 2026 proposed rulemaking notice.
- Department of Conservation - 3 CSR 10-5.215 Permits and Privileges: How Obtained; Not TransferableJuly 1, 2026
Missouri Conservation Commission amends permitting rule 3 CSR 10-5.215 to clarify that permits and privileges are not transferable; effective thirty days after publication in the Code of State Regulations.
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Professional licensing is the single most-regulated area at the state level
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